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Compliance

Compliance and audit.Stay in control, at all times.

An audit module that checks your files against your checklists and helps you document compliance with industry and regulatory (AMF) requirements.

  • Customizable checklists
  • Detection of missing items
  • Tracking of fixes and full history
  • Reports ready for your inspections

How it works

From check to inspection report

1Your checklistsYou define the items to check for each product.
2CheckEach file is compared with the checklist, automatically.
3FixesMissing items are flagged and tracked until they are fixed.
4ReportThe complete history is ready to present during an inspection.
A compliance officer reviews a file

Real people, ready to listen

Peace of mind before every inspection

Your files are checked as you go. The day the inspector calls, everything is already at hand.

The Phoenix team — Candiac, Quebec

Ready to see Phoenix MGA in action?

Reduce your risks and gain efficiency.

Your products, your brokers, your insurers: an expert who knows MGAs shows you what changes, with no commitment.

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The Phoenix team meeting with a managing general agent

Talk to a real person, not a robot.

Someone from the Phoenix team in Candiac answers you, in English or French. They know how managing general agents work and take the time to understand yours.